Compliance Specialist Job at Motion Recruitment, Salt Lake County, UT

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  • Motion Recruitment
  • Salt Lake County, UT

Job Description

Our client a s a globally recognized financial services corporation is looking for a Compliance Specialist to join their team in Salt Lake City Utah. This is a 7-months contract opportunity.

As their Compliance Specialist you will be responsible for the coordination and screening of all government, regulatory, and compliance documents for all business units in an organization.

Responsibilities:

  • Ensure compliance with regulatory requirements
  • Conduct internal audits and risk assessments
  • Maintain and update compliance policies and procedures
  • Investigate potential violations and support corrective actions
  • Prepare regulatory filings and maintain compliance records
  • Provide training and guidance on compliance matters
  • Collaborate with legal, risk, and audit teams
  • Monitor regulatory changes and assess business impact
  • Support due diligence for clients, vendors, and partners

Qualifications:

  • Bachelor's degree in a related area
  • 2-4 years of experience in the field or in a related area
  • Familiar with standard concepts, practices, and procedures within a Compliance role
  • Relies on limited experience and judgment to plan and accomplish goals
  • A certain degree of creativity and latitude is required.

Job Tags

Contract work,

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